As a hearing officer I conducted hearings and wrote proposed decisions for professionals who were licensed by the Pennsylvania Securities Commission and the Department of Banking and Securities. I also wrote the regulations and part of the legislation that governs the closely-related appraisal management company industry. As a private attorney I represented many clients in the financial services industry in professional liability lawsuits.

I can put that experience to work for you if you are a securities dealer, a financial advisor, mortgage broker, or if you own a money services business that is regulated by the Department of Banking and Securities.

Ask for a Free Consultation. You can explain your situation and I’ll listen. I can educate you on the process, explain what I think are the key issues, and suggest a plan of action.